Bill Summary
HB 813 Protection of Vulnerable Investors (2020 Session)
McClure, Silvers Co Sponsors: Brown, Perez, Zika CS Sponsors: Commerce Committee, Insurance & Banking Subcommittee
Protection of Vulnerable Investors: Requires securities dealers, investment advisers, & associated persons to report knowledge or suspicion of abuse, neglect, or exploitation of vulnerable adults to DCF; authorizes dealers & investment advisers to delay certain disbursements or transactions based on reasonable belief of financial exploitation of specified adult; requires dealer or investment adviser to notify certain persons & OFR of such delays within specified timeframe; authorizes dealer or investment adviser to extend delay; provides that length of such delays may be shortened or extended by court of competent jurisdiction; provides immunity from administrative & civil liability for dealers, investment advisers, & associated persons; requires dealers & investment advisers to develop certain training policies or programs & maintain written records of compliance. Effective Date: July 1, 2020
11/26/19
HOUSE
Filed
12/16/19
HOUSE
Referred to Insurance & Banking Subcommittee; Children, Families & Seniors Subcommittee; Commerce Committee
12/16/19
HOUSE
Now in Insurance & Banking Subcommittee
01/13/20
HOUSE
On Committee agenda - Insurance & Banking Subcommittee, 01/15/20, 3:30 pm, 404 H
01/15/20
HOUSE
Favorable with CS by Insurance & Banking Subcommittee; 15 Yeas, 0 Nays
01/16/20
HOUSE
Committee Substitute Text (C1) Filed
01/20/20
HOUSE
Now in Children, Families & Seniors Subcommittee
01/27/20
HOUSE
On Committee agenda - Children, Families & Seniors Subcommittee, 01/29/20, 9:00 am, 12 H
01/29/20
HOUSE
Favorable by Children, Families & Seniors Subcommittee; 11 Yeas, 0 Nays
01/29/20
HOUSE
Now in Commerce Committee
02/04/20
HOUSE
On Committee agenda - Commerce Committee, 02/06/20, 9:00 am, 212 K
02/06/20
HOUSE
Favorable with CS by Commerce Committee; 22 Yeas, 0 Nays
02/10/20
HOUSE
Committee Substitute Text (C2) Filed
02/11/20
HOUSE
Placed on Calendar, on 2nd reading
02/13/20
HOUSE
Placed on Special Order Calendar, 02/19/20
02/19/20
HOUSE
Read Second Time; Placed on Third Reading, 02/20/20
02/20/20
HOUSE
Read Third Time; Passed (Vote: 118 Yeas / 0 Nays)
02/26/20
SENATE
In Messages
02/27/20
SENATE
Received; Referred to Banking and Insurance; Judiciary; Rules
03/11/20
SENATE
Withdrawn from Banking and Insurance; Judiciary; Rules; Placed on Calendar, on 2nd reading; Substituted for SBĀ 1672; Read Second Time; Placed on Third Reading, 03/12/20
03/12/20
SENATE
Read Third Time; Passed (Vote: 38 Yeas / 0 Nays)
03/12/20
HOUSE
Ordered enrolled
03/12/20
HOUSE
Enrolled Text (ER) Filed
06/17/20
______
Signed by Officers and presented to Governor (Governor must act on this bill by 06/30/20)
06/30/20
______
Approved by Governor; Chapter No. 2020-157
No amendments to this bill text filed.
No amendments to this bill text filed.
415.1034
517.34
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